Entity Types

Investment Advisory

Investment Advisory

An investment advisor is a firm that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or by way of written publications. It must be registered with the Securities and Exchange Commission, as all the actions conducted by it are governed by the Investment Advisors Act of 1940.

Industries

Finance, Investments & Asset Management

Terms

Portfolio Management
Security
Wealth Management

Mentioned by the Following

Entities

Baker Street Advisors
Beacon Pointe
Behind the Markets
Cetera Advisor Networks
Curzio Research
EVOKE ARIS
Eagle Financial Publications
First Republic
Guild Investment Management
Investment Counsel Company
Jacques Financial LLC
John G. Ullman & Associates, Inc.
KPMG
Key Financial
Leeb Capital Management
Mainstay Capital Management
Montgomery Securities
Moran Wealth Management
Oppenheimer & Co.
Paul R. Ried Financial Group
Phenom Ventures
Portfolio123
Professional Planning Group
Robertson Stephens
Sanctuary Wealth
Stack Financial Management
TPW Investment Management
Traders Reserve
myCIO Wealth Partners

People

Adam Carlin
Alan Whitman
Alan Zafran
Andy Schwartz
Barry Glassman
Blair DuQuesnay
Bob Collins
Bryan Perry
Carl Delfeld
Charles Noble III
Chris Cook
Chris Johnson
Chuck Bean
Clarke Lemons
David Bahnsen
David Bieber
David Kudla
David Lees
Donald Loeb
Drew Freides
Dylan Jovine
Ghislain Gouraige
Glenn Degenaars
Gordon Pape
Greg Smith
Jason Stutman
Jeff Colin
Jeff Fischer
Jeff Grinspoon
Jeffrey Werdesheim
Jim McLaughlin
Judith McGee
Laila Pence
Mal Makin
Mark Smith
Mark Thorndyke
Mel Lindauer
Michael Covel
Michael Murphy
Moss Crosby
Patti Brennan
Paul Ried
Peter Churchouse
Raj Bhatia
Randy Carver
Randy Garcia
Reza Zafari
Richard Saperstein
Richard Jones
Rob Bertino Jr.
Rob Metcalf
Rob Sechan II
Robert Doty
Ross Givens
Russel Kinnel
Shannon Eusey
Shawn Rubin
Stanley Kogelman
Taesik Yoon
Tim Pagliara
Todd Battaglia
Tom Lott
Tom Moran
Zach Scheidt

Publications

Behind the Markets
Biotech Millionaire
Fidelity Monitor & Insight
Internet Wealth Builder
Practically Speaking
The Bear Traps Report

Terms

Investment Management