Entity Types

Investment Advisory

An investment advisor is a firm that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or by way of written publications. It must be registered with the Securities and Exchange Commission, as all the actions conducted by it are governed by the Investment Advisors Act of 1940.

Industries

Finance, Investments & Asset Management

Terms

Portfolio Management
Security
Wealth Management

Mentioned by the Following

Entities

Financial Sense Wealth Management
AlphaStreet
BMO Harris Bank
Baker Street Advisors
Beacon Pointe
Behind the Markets
Broadleaf Partners
Carraighill
Cetera Advisor Networks
Chestnut Advisory Group
Citrin Cooperman
Clarendon Capital Management
CoinFund
Convoy Investments
Curzio Research
Dynasty Financial Partners
EVOKE ARIS
Eagle Financial Publications
East Horizon Investments
Endowment Wealth Management
Fairpoint Wealth Management
Fiduciary Wealth Partners
First Ascent Asset Management
First Republic
Fordington Advisors
GND Partners
Gerber Kawasaki Wealth & Investment Management
Gitterman Wealth Management
Guild Investment Management
Hatteras Investment Partners
Height Capital Markets
IQ-EQ
Institute for Innovation Development
Interactive Advisors
Investment Counsel Company
Iron Gate Global Advisors
Jacques Financial LLC
John G. Ullman & Associates, Inc.
Julex Capital Management
KPMG
Key Financial
Kirchner Group
LPL Financial
Leeb Capital Management
MJ Hudson
Mainstay Capital Management
Money Management Institute
Montgomery Securities
Moran Wealth Management
Newton Investment Management
Oppenheimer & Co.
Orion Portfolio Solutions
OverShare Advice and Planning
Paul R. Ried Financial Group
Phenom Ventures
Portfolio123
Professional Planning Group
RIA Compliance Concepts
Robertson Stephens
Sanctuary Wealth
SeaBridge Investment Advisors
Sizemore Capital Management
Stack Financial Management
Swiss Hill Advisors
TPW Investment Management
Telemus Capital
Traders Reserve
myCIO Wealth Partners

People

Aaron Hodari
Aaron Uitenbroek
Adam Carlin
Alan Whitman
Alan Zafran
Andrew Schneider
Andy Schwartz
Angela Gingras
Angelo Robles
Barry Glassman
Bernie Kent
Blair DuQuesnay
Bob Collins
Brendan Lake
Bryan Perry
Carl Delfeld
Carlos Sava
Charles Noble III
Charles Sizemore
Chris Bailey
Chris Cook
Chris Hohlstein
Chris Johnson
Christine Breck
Chuck Bean
Clarke Lemons
Corey Westphal
Craig Pfeiffer
Craig Stobo
Dan Arnold
Dan Klein
Dan Sondhelm
Daniel Applegarth
Darren Harp
Dave Descalzi
Dave Donnelly
David Bahnsen
David Bieber
David Kudla
David Lees
Donald Loeb
Doug Foreman
Doug Kinsey
Doug MacKay
Drew Freides
Dylan Jovine
Ed Swenson
Eli Rauch
Eric Clarke
Eric Henderson
Franz Amussen
Ghislain Gouraige
Glenn Degenaars
Gordon Pape
Greg Reid
Greg Smith
Harry Clark
Ivan Barretto
Jason Stutman
Jeff Colin
Jeff Fischer
Jeff Gitterman
Jeff Grinspoon
Jeffrey Mettel
Jeffrey Werdesheim
Jim McLaughlin
Jim Puplava
John Exley
John Kosar
Josh Levine
Judith McGee
Justin Carbonneau
Keith Black
Kevin Meyersburg
Laila Pence
Mal Makin
Marc Rubinstein
Mark Smith
Mark Thorndyke
Matt Enyedi
Matt Kircher
Matt Ran
Matthias Knab
Mel Lagomasino
Mel Lindauer
Michael Covel
Michael Gildenhorn
Michael Murphy
Michael Rubenstein
Michael Zeuner
Mick McLaughlin
Mike Sanders
Miles Clyne
Moss Crosby
Nelly Nyambi
Noreen Beaman
Patrick McVeigh
Patti Brennan
Paul Ried
Peter Churchouse
Peter Doyle
Philip Kessler
Prateek Mehrotra
Preston McSwain
Raj Bhatia
Randy Carver
Randy Garcia
Reza Zafari
Richard Saperstein
Richard Jones
Rob Bertino Jr.
Rob Metcalf
Rob Riedl
Rob Sechan II
Robert Doty
Ross Givens
Russ Norwood
Russel Kinnel
Santiago Ulloa
Scott MacKillop
Sergey Kolmykov
Shannon Eusey
Shawn Rubin
Shirl Penney
Stanley Kogelman
Taesik Yoon
Tim Pagliara
Todd Battaglia
Tom Lott
Tom Moran
Tom Price
Tristan Lewis
Troy Thornton
Vince DiLullo
Will Braman
Zach Scheidt
Zack Miller

Publications

Behind the Markets
Biotech Millionaire
Fidelity Monitor & Insight
Internet Wealth Builder
Practically Speaking
The Bear Traps Report

Terms

Investment Management

Aaron Hodari

Aaron Uitenbroek

Adam Carlin

Alan Whitman

Alan Zafran

Andrew Schneider

Andy Schwartz

Angela Gingras

Angelo Robles

Barry Glassman

Bernie Kent

Blair DuQuesnay

Bob Collins

Brendan Lake

Bryan Perry

Carl Delfeld

Carlos Sava

Charles Noble III

Charles Sizemore

Chris Bailey

Chris Cook

Chris Hohlstein

Chris Johnson

Christine Breck

Chuck Bean

Clarke Lemons

Corey Westphal

Craig Pfeiffer

Craig Stobo

Dan Arnold

Dan Klein

Dan Sondhelm

Daniel Applegarth

Darren Harp

Dave Descalzi

Dave Donnelly

David Bahnsen

David Bieber

David Kudla

David Lees

Donald Loeb

Doug Foreman

Doug Kinsey

Doug MacKay

Drew Freides

Dylan Jovine

Ed Swenson

Eli Rauch

Eric Clarke

Eric Henderson

Franz Amussen

Ghislain Gouraige

Glenn Degenaars

Gordon Pape

Greg Reid

Greg Smith

Harry Clark

Ivan Barretto

Jason Stutman

Jeff Colin

Jeff Fischer

Jeff Gitterman

Jeff Grinspoon

Jeffrey Mettel

Jeffrey Werdesheim

Jim McLaughlin

Jim Puplava

John Exley

John Kosar

Josh Levine

Judith McGee

Justin Carbonneau

Keith Black

Kevin Meyersburg

Laila Pence

Mal Makin

Marc Rubinstein

Mark Smith

Mark Thorndyke

Matt Enyedi

Matt Kircher

Matt Ran

Matthias Knab

Mel Lagomasino

Mel Lindauer

Michael Covel

Michael Gildenhorn

Michael Murphy

Michael Rubenstein

Michael Zeuner

Mick McLaughlin

Mike Sanders

Miles Clyne

Moss Crosby

Nelly Nyambi

Noreen Beaman

Patrick McVeigh

Patti Brennan

Paul Ried

Peter Churchouse

Peter Doyle

Philip Kessler

Prateek Mehrotra

Preston McSwain

Raj Bhatia

Randy Carver

Randy Garcia

Reza Zafari

Richard Saperstein

Richard Jones

Rob Bertino Jr.

Rob Metcalf

Rob Riedl

Rob Sechan II

Robert Doty

Ross Givens

Russ Norwood

Russel Kinnel

Santiago Ulloa

Scott MacKillop

Sergey Kolmykov

Shannon Eusey

Shawn Rubin

Shirl Penney

Stanley Kogelman

Taesik Yoon

Tim Pagliara

Todd Battaglia

Tom Lott

Tom Moran

Tom Price

Tristan Lewis

Troy Thornton

Vince DiLullo

Will Braman

Zach Scheidt

Zack Miller