Jonathan Morris is Chief Legal and Governance Officer of Dynasty Financial Partners, a leading provider of wealth management and technology platforms for select independent financial advisory firms. He is responsible for overseeing all legal, compliance and governance matters for the firm. Jon has more than 30 years of experience advising both investment advisors and broker dealers. Prior to joining Dynasty, he was Co-head of Broker Dealer, Investment Adviser Practice Group at Day Pitney. Previously, he was a Managing Director, General Counsel and Head of Governance for Barclays Wealth where he supported the expansion of Barclays into the private wealth management business in the Americas. Jon is a member of SIFMA, frequently speaks at industry events, and has written several articles on investment management related matters.
2008 - 2010
1988 - 2008
Jon began his career at Seward & Kissel in New York.