Rich Pluta

Rich Pluta

Formal First Name
Richard (Rich)

Richard Pluta began his career at Merrill Lynch Wealth Management in 1982. He is a Managing Director, Co-Founder, and strategic leader of The Pluta/Katz Group where he works closely with both private equity and hedge funds principals on their various complex needs. Rich is designated as one of the industries’ few International Wealth Management Advisors due to his professional experience with non-resident aliens, foreign nationals, dignitaries and corporations. Rich is very active in the area of philanthropy, and various military and veteran's organizations.

Professional Experience

Academic History

  • Forbes America's Top Wealth Advisors, 2017-2020
  • Forbes Best-in-State Wealth Advisors, 2018-2020
  • Barron's America's Top 1,200 Advisors, 2014-2015
  • Series 63 license

Community Involvement

  • Board Member, The Dwelling Place of NY
  • Board Member, Mobile Trauma Unit