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Financial Industry Regulatory Authority

Acronym
FINRA
Entity Type
Non Profit
Industry
Finance, Investments & Asset Management
Location
United States

The Financial Industry Regulatory Authority is a nonprofit group that looks out for investors best interests.

OTC Bulletin Board

Financial Industry Regulatory Authority

Eileen Murray

2016 - present

FINRAs Objectives Are To Ensure That:

  1. Every investor received the basics protections they deserve
  2. Anyone who sells a securities product has been tested, qualified and licensed
  3. Every securities product advertisement used is truthful and not misleading
  4. Any securities product sold to an investor is suitable for that investor's needs
  5. Investors receive complete disclosure about new investment products before purchase

Warnings and Disclaimers

The information contained herein is obtained from sources believed to be reliable, but its accuracy cannot be guaranteed. It is not designed to meet your personal financial situation - we are not investment advisors nor do we give personalized investment advice. The opinions expressed herein are those of the publisher and are subject to change without notice. It may become outdated an there is no obligation to update any such information.

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