Entities

Financial Industry Regulatory Authority

Financial Industry Regulatory Authority

The Financial Industry Regulatory Authority is a nonprofit group that looks out for investors best interests.

OTC Bulletin Board

Financial Industry Regulatory Authority

FINRAs Objectives Are To Ensure That:

  1. Every investor received the basics protections they deserve
  2. Anyone who sells a securities product has been tested, qualified and licensed
  3. Every securities product advertisement used is truthful and not misleading
  4. Any securities product sold to an investor is suitable for that investor's needs
  5. Investors receive complete disclosure about new investment products before purchase